This report lists all fixed-income securities hold in account(s) with when the security is expiring and accounts that hold them and holding quantities.
Client Name: Client name if report is for a single client. If the report is for the entire practice, this field is left empty.
Security Name: Security name of a holding by a client which has an expiration date.
Next Put/Call Date: The next date the security could be put or called.
Expiration Date: The date the security will mature or expire.
Coupon Rate: The coupon rate of the expiring security. If not, then the filed will display NA.
Quantity: Number of shares of the expiring security being held in the account.
Account Name: Name of account which has the expiring security as a holding.
Note: If no price for a security is provided, then the purchase price is used. If there has been no purchase price provided, then, for cash & cash equivalent securities, the price of 1 is used. For all other security types, the price of 0 is used.