Purchase and Sale

This report shows all the opening and closing transactions incurred during the reporting period.

Account name: The account name if the report is for a single account. "Account aggregates for 'client name' " if the report is for account aggregates, or "client aggregates for 'client name' " if the report is for client aggregates.

Transaction Type: Type of transaction.

Trade Date: Date the transaction was traded.

Security Name: Lists name of security for all transactions (of the following types: Buy, Sell, Sell Short, Cover Short) that were traded during the report period, ranked by transaction date.

Settle Date: Date the transaction was settled.

Quantity: Number of shares traded.

Amount: Total dollar value of proceeds or costs of the trade.

Unit Price: Price of security on trade date.

Total Fees/Commissions: Dollar value of all fees and/or commissions paid for the trade.

Net Cash Amount: Net cash amount of trade.

Note: If no price for a security is provided, then the purchase price is used. If there has been no purchase price provided, then, for cash & cash equivalent securities, the price of 1 is used. For all other security types, the price of 0 is used.