Find Client with Holding Dialog Box

1. From the Type drop down box, select the universe you want to search.

2. Select the radio button matching the method you are going to use for searching for your holding. Depending on the universe selected, options include Name, Ticker, Policy.

3. If you choose Name or Policy, select either Begins with or Contains (min 4).

4. Type in the name or ticker in the find box. Click Go.

5. All matches will appear in the Total records box. Select the holding (you may only select one security at a time) and click OK.

6. If any of your clients have the security, the Clients/Prospects With Holding box will appear with the client name listed, the holding exposure ($), the holding exposure (%), and the total client/prospect assets.